RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1201073 SEPARATION DATE: 20021106
BOARD DATE: 20130301
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty Soldier, SGT/E-5(63B/Light Wheeled Mechanic),
medically separated for bilateral knee pain secondary to retropatellar pain syndrome (RPPS).
The CI injured his right knee when he struck a bedframe in June 1997. The CI did not improve
adequately with treatment to meet the physical requirements of his Military Occupational
Specialty (MOS). He was issued a permanent L3 profile (right knee only) and referred for a
Medical Evaluation Board (MEB). The MEB adjudicated the bilateral knees, RPPS condition as
medically unacceptable IAW AR 40-501. Intermittent low back pain (LBP) and intermittently
elevated blood pressure (BP), identified in the rating chart below, were determined to meet
retention standards. All were forwarded by the MEB to the Physical Evaluation Board (PEB).
The PEB adjudicated bilateral knee pain secondary to RPPS as unfitting, rated 0%, with
application of the Veterans Affairs Schedule for Rating Disabilities (VASRD), and adjudicated
the other two MEB conditions as not unfitting. The CI made no appeals, and was medically
separated with a 0% disability rating.
CI CONTENTION: The CI elaborated no specific contention in his application.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44 Enclosure 3, paragraph 5.e.(2) is limited to those conditions which were determined by
the PEB to be specifically unfitting for continued military service; or, when requested by the CI,
those condition(s) identified but not determined to be unfitting by the PEB. The ratings for
unfitting conditions will be reviewed in all cases. Any conditions or contention not requested in
this application, or otherwise outside the Boards defined scope of review, remain eligible for
future consideration by the Army Board for Correction of Military Records.
RATING COMPARISON:
Service PEB Dated 20021002
VA (7 Days Post-Separation) All Effective Date 20021107
Condition
Code
Rating
Condition
Code
Rating
Exam
Bilateral Knee Pain
5099-5003
0%
L Knee RPPS
5299-5260
10%
20021113
R Knee RPPS
5299-5260
10%
20021113
Intermittent LBP
Not Unfitting
Lumbosacral Strain
5295
10%
20021113
Intermittently Elevated BP
Not Unfitting
Hypertension
7101
NSC
20021113
.No Additional MEB/PEB Entries.
Tinnitus
6260
10%
20021113
R Elbow Tendinitis
5206-5024
10%
20021113
Residuals, Cervical Strain
5290
10%
20021113
Residuals, R Wrist Injury
5215-5024
10%
20021113
0% X 2 / Not Service-Connected x 2
20021113
Combined: 0%
Combined: 50%*
*Includes bilateral factor of 1.9%.
ANALYSIS SUMMARY: The PEB combined the right and left knee RPPS, under a single code
analogous to 5003 (degenerative arthritis) and rated zero percent. IAW VASRD §4.71a, the
Board must apply separate codes and ratings in its recommendations if compensable ratings for
each condition are achieved. As elaborated below; separate compensable ratings for each
condition are well supported by the evidence in this case. Having determined that separate
ratings are warranted, however, the Board must also satisfy the requirement that each
unbundled condition was unfitting in and of itself. Not uncommonly, this approach by the PEB
reflects its judgment that the constellation of conditions was unfitting and that there was no
need for separate fitness adjudications, not a judgment that each condition was independently
unfitting. The Board therefore exercises the prerogative of separate fitness recommendations
in this circumstance, with the caveat that its recommendations may not produce a lower
combined rating than that of the PEB. The Boards threshold for countering Disability
Evaluation System fitness determinations is higher than the VASRD §4.3 (reasonable doubt)
standard used for its rating recommendations, but remains adherent to the same DoDI 6040.44
standards referenced above. In this case, the right and left knee RPPS were well supported as
unfitting by evidence from the narrative summary (NARSUM) and service treatment record
(STR). As to the judgment as to whether each condition was independently unfitting, the
commanders statement specifically identified and implicated the right knee, and the profile
identified the right knee retropatellar pain syndrome condition as a permanent L3. The
NARSUM identified bilateral retropatellar knee pain, and the STR supports that description.
The permanent L3 profile limited the CI to no lifting up to 30 pounds or wearing a backpack 40
pounds, no KP/mopping/ mowing grass, or marching, nor running, no bicycling, no swimming,
no walk or running in pool, with additional physical fitness testing limitations of no two mile
run, swim, or bicycle. Separating the impairment related to the right or left knee requires
undue speculation; and, there is clinical evidence of significant and similar functional
impairment referable to each joint. After deliberation, all members agreed that (more likely
than not) each of the conditions, in isolation, would have rendered the CI incapable of
continued service within his MOS; and, accordingly each merits a separate disability rating.
Bilateral Knee Pain: In reviewing the clinical record, the CI had an injury in 1997 to the right
knee after hitting it on the corner of a bed, and then evaluated again that year for right knee
pain while sitting, side straddling, and hops, not by running. He was next evaluated for bilateral
knee pain, 8 months in duration, in 1998; a bone scan showed moderate stress changes (no
report), but bilateral knee X-rays were normal. He was evaluated on 23 July 1998 by
orthopedics and diagnosed with RPPS, left greater than right. On 5 June 2001, he was seen for
bilateral knee pain for a year, right was more painful, no history of trauma this time. The
narrative summary (NARSUM), 4 months prior to separation, noted the CI had received physical
therapy without improvement. The condition improved, but flared up in October 1999 and
again in June 2001. He was re-evaluated by orthopedics, and again diagnosed with RPPS. He
followed up with orthopedics in June 2002; he again reported no improvement. The CI
reported he could walk up to one and a half miles. The NARSUM stated limitations were no
running, squatting, kneeling, or crawling. He used Acetaminophen for pain as needed. His
commanders statement confirmed he can no longer perform his MOS duties. The CI was
limited by his permanent L3 profile form running, jumping, squatting, rucksack, marching and
lifting more than 30 pounds. He could walk at own pace and distance for aerobic conditioning
and walk as alternate aerobic event for Army physical fitness test. The accession profile and
physical demands rating for the MOS of 63B are 222222 and very heavy. There were two
goniometric range-of-motion (ROM) evaluations in evidence, with documentation of additional
ratable criteria, which the Board weighed in arriving at its rating recommendation; as
summarized in the chart below.
Knee ROM
MEB ~4 Mo. Pre-Sep
VA C&P ~7 Days Post-Sep
Left
Right
Left
Right
Flexion (140° Normal)
140
140
140
140
Extension (0° Normal)
0
0
0
0
Comment
Normal;
Silent to painful
motion
Normal;
Silent to painful
motion
RPPS;
Silent to painful
motion;
No DeLuca
RPPS;
Silent to painful
motion;
No DeLuca
§4.71a Rating
0%
0%
0%
0%
At the VA Compensation and Pension (C&P) exam, 7 days after separation, the CI reported pain
behind the kneecaps, increased by sitting to standing, squatting to standing, kneeling to
standing, stairs, and that sometimes the knees seemed to give out. He reported flare-ups one
to five times a month depending on activities. Physical examination was positive for RPPS, right
more than left, with patellar pressure of 5 pounds applied. The knees had a normal appearance
and motion; DeLuca criteria were negative upon performing squatting to standing and kneeling
to standing testing, which were limitations stated on the NARSUM. The VA examiner
speculated that there could be an additional five and ten degree loss in flexion for the right and
left knee, respectively, in a flare-up. The action officer opined that the speculation on the part
of the VA medical examiner as to the effects of pain from RPPS upon ROM was not supported
by the evidence. The Board found no radiological or clinical evidence of pathology which would
cause any temporary limitation of motion of the knee, such as a loose body in the knee joint,
torn ligaments, severe inflammation, tendinitis, bursitis, osteoarthritis, or documented ROM
measurements during an exacerbation. The Board concluded that a hypothesized limitation of
motion during an exacerbation that could not be provoked by kneeling or squatting in the
examination room could not be considered for a permanent disability rating by the Board. The
Board directs attention to its rating recommendation based on the above evidence. The Board
considered the VASRD diagnostic code 5099-5003 (rated analogous to arthritis) for both knees,
used by the PEB for a zero percent adjudication. The board did not find any evidence of painful
motion, or any abnormal x-rays for a rating in the CIs favor for either the right or the left knee.
The Board then considered 5299-5260 (rated analogous to limitation of flexion of leg). The
Board found no evidence of flexion limited to 60 degrees or more for a compensable rating
above zero percent for each knee. The Board also considered 5257 knee, other impairment,
and found no evidence of recurrent subluxation or lateral instability of either knee, for a rating
in the CIs favor. The Board concluded that separating the bilateral knee condition into right
and left knee conditions gave no rating advantage to the CI. The Board noted that while the VA
based its adjudication of 10% disability for each knee based on the speculation by the C&P
examiner that there would be some limitation in motion with a flare, none was in evidence at
the examination including repetition of motion and provocative maneuvers. After due
deliberation, considering all of the evidence and mindful of VASRD §4.3 (reasonable doubt), the
Board concluded that there was insufficient cause to recommend a change in the PEB
adjudication for the bilateral retropatellar pain.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. The Board did not
surmise from the record or PEB ruling in this case that any prerogatives outside the VASRD
were exercised. In the matter of the bilateral knee condition and IAW VASRD §4.71a, the Board
unanimously recommends no change in the PEB adjudication. There were no other conditions
within the Boards scope of review for consideration.
RECOMMENDATION: The Board, therefore, recommends that there be no recharacterization of
the CIs disability and separation determination, as follows:
UNFITTING CONDITION
VASRD CODE
RATING
Bilateral Knee Pain Condition
5099-5003
0%
COMBINED
0%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120613, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
xxxxxxxxxxxxxxxxxxxxxxxx, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / xxxxxxxxxx), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for xxxxxxxxxxxxxxxxxxx, AR20130005379 (PD201201073)
I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation and hereby deny the individuals application.
This decision is final. The individual concerned, counsel (if any), and any Members of
Congress who have shown interest in this application have been notified of this decision
by mail.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl xxxxxxxxxxxxxxxxxxxxxxxxx
Deputy Assistant Secretary
(Army Review Boards)
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